Eric Donofrio is the Chief Compliance Officer for Schechter Investment Advisors and Schechter Private Capital. As CCO, Eric is responsible for developing and implementing the company’s policies and procedures to ensure our continued compliance in a dynamic regulatory environment. Eric is an integral part of Schechter’s leadership team and works closely with all departments to maintain a robust compliance program.
Prior to joining Schechter, Eric was a Senior Compliance Examiner at the U.S. Securities and Exchange Commission, serving eight years in the SEC’s Chicago Regional Office as part of the Office of Compliance Inspections and Examination’s (OCIE) Broker-Dealer, Clearance and Settlement, and Investment Adviser/Investment Company examination programs. Prior to that, Eric started his career in regulatory compliance as an Auditor and later as Supervisor, Investigations at the National Futures Association.
Eric earned a J.D. from Chicago-Kent College of Law at the Illinois Institute of Technology, and a B.A. in finance from Michigan State University.